The applicant sole proprietor. 40501 and part 520 of this chapter, and a bond, insurance, or other surety as required by 46 U.S.C. The initial renewal of an OTI license can take place no sooner than one-year and no later than four-years from issuance. The certification shall read as follows: The undersigned hereby certifies that neither it nor any holding company, subsidiary, affiliate, officer, director, agent or executive of the undersigned has a beneficial interest in this shipment; that it is the holder of valid FMC License No. FMC Aquatic Senior Qualifying Meet. (a) Form and amount. If this is an initial application for a license, the change
a copy of the corporate minutes
Footnotes 1 A person can't qualify more than one taxpayer to use the head of household filing status for the year. The insurance must provide coverage for damages, reparations or penalties arising from any transportation-related activities under the Act of the insured ocean transportation intermediary. The Guarantor hereby designates as the Guarantor's legal agent for service of process domiciled in the United States ____, with offices located in the United States at ____, for the purposes of enforcing the Guaranty described herein. may occur due to the change. Identify any person
Now, Therefore, The condition of this obligation is that the penalty amount of this Guaranty shall be available to pay any judgment obtained or any settlement made pursuant to a claim under 46 CFR 515.23 for damages against the Applicant arising from the Applicant's transportation-related activities or order for reparations issued pursuant to section 11 of the Shipping Act (46 U.S.C. (g) Freight forwarding fee means charges billed by an ocean freight forwarder to a shipper, consignee, seller, purchaser, or any agent thereof, for the performance of freight forwarding services. The Commissions Ocean Transportation Intermediary (OTI) Compliance Program is conducted primarily by written correspondence and directly engages the OTIs management in a quick, high-level review of the OTIs bonding level, tariff, and current operating status to determine whether additional actions are needed to comply with Commission requirements. The Federal Maritime Commission amends its regulations pertaining to the licensing requirements of ocean transportation intermediaries in accordance with the Shipping Act of 1984, as amended by The Ocean Shipping Reform Act of 1998. 2. A second qualifying individual may qualify on behalf of the company with 5 or more years of experience or with 2 to 4 years of experience by taking an exam administered by the Division . (ii) The ocean transportation intermediary fails to respond within forty-five (45) days from the date of the notice of the claim to address the validity of the claim, and the financial responsibility provider deems the claim valid. All application forms are to be filed electronically. Contact your local broker Management Officer or the Broker Management Branch for inquiries on the change of address to: Broker Management Branch. place of business (must be the physical address of applicant). This Insurance Form has been filed with the Federal Maritime Commission. Such termination shall become effective thirty (30) days after receipt of said notice by the Commission. FMC regulates ocean shippingTo qualify for any of the three types of OTI license issued by the Federal Maritime Commission ("FMC"), your company must demonstrate to the FMC that at least one of your company officers has a minimum of three (3) years working experience for an FMC licensed NVOCC, ocean forwarder, or ocean carrier in the USA. should be reported as soon as possible to preclude any processing delay that
Under the Auditor Regulation Act 2011, we must carry out a quality review of systems, policies, and procedures of registered audit firms and licensed auditors at least once every four years. appropriate box that applies to the applicant. "The Federal Maritime Commission (FMC) is the independent federal agency responsible for regulating the U.S. international ocean transportation system for the benefit of U.S. exporters, importers, and the U.S. consumer." - FMC What does it mean for an NVOCC to have an FMC license? 515.16 Revocation or suspension of license. Bonds must be issued by a surety company found acceptable by the Secretary of the Treasury; (b) Insurance, by filing with the Commission evidence of insurance on Form FMC-67. [80 FR 68735, Nov. 5, 2015, as amended at 84 FR 62468, Nov. 15, 2019]. A branch office of an OTI may use the license of the OTI, provided that the address of the branch office has been reported to the Commission in Form FMC-18 or pursuant to 515.20(e). NZICA Accredited body report Where more than one person operates under a common trade name, separate proof of financial responsibility is required covering each corporation or person separately providing ocean transportation intermediary services. commerce. The Principal or the Surety may at any time terminate this bond by mail or email (bcl@fmc.gov) written notice to the Director, Bureau of Certification and Licensing, Federal Maritime Commission, Washington, DC 20573. It should be noted that fees will not be returned in any
If this is an
(1) Grounds. Qualifying Individual (QI) What does it take to be a Qualifying Individual (QI)? The total amount of aggregate coverage equals or exceeds $125,000. A registration shall not become effective until the applicant has furnished proof of financial responsibility pursuant to 515.21, has submitted a Form FMC-1, and its published tariff becomes effective pursuant to 46 CFR part 520. by money order, certified check, cashier's check, or personal check made
The qualifying individual of one active licensee shall not also be designated as the qualifying individual of an applicant for another ocean transportation intermediary license, unless both entities are commonly owned or where one directly controls the other. (4) Limited liability company. (c) Operation after retirement, resignation, or death of QI. (a) Who may seek payment. www.fmc.gov. Check the
If you have comments concerning the accuracy of these time estimates or suggestions for making this form simpler, we would be happy to hear from you. Medicare provides four savings programs with different income and resource limits. The name and license or registration number of each OTI shall be permanently imprinted on the licensee's or registrant's office stationery and billing forms. 40901-40904), and the rules and regulations of the Federal Maritime Commission relating to evidence of financial responsibility for OTIs (46 CFR part 515), this bond shall be available to pay any judgment obtained or any settlement made pursuant to a claim under 46 CFR 515.23 for damages against the Principal arising from the Principal's transportation-related activities under the Shipping Act, or order for reparations issued pursuant to section 11 of the Shipping Act (46 U.S.C. If applicant intends
gained in the ocean transportation intermediary business in U.S. foreign
(2) The person for whose account the ocean transportation is provided; (3) The person to whom delivery is to be made; (5) A non-vessel-operating common carrier that accepts responsibility for payment of all charges applicable under the tariff or service contract. forwarder, or in air freight forwarding, custom house brokerage, or motor
41301-41302, 41305-41307(a)), or any penalty assessed against the Insured pursuant to section 13 of the Shipping Act (46 U.S.C. The FMC does not have a formal procedure or fees for expedited processing of these applications, but timely follow-up with the FMC will help avoid delays. discretion, undertake a supplementary investigation to determine the continued
Persons who have had their applications rejected may submit a new Form FMC-18 at any time, together with the required filing fee. acceptable include experience gained overseas (import) as an ocean freight
40901-40904), files this bond with the Federal Maritime Commission; Whereas, this group bond is written to ensure compliance by the OTIs, enumerated in Appendix A of this bond, with section 19 of the Shipping Act (46 U.S.C. The qualifying individual of one active licensee shall not also be designated as the qualifying individual of an applicant for another ocean transportation intermediary license, unless both entities are commonly owned or where one directly controls the other. If the violation is willfully and knowingly committed, in which case
OMB control number assigned pursuant to the Paperwork Reduction Act. 40901-40904), and the rules and regulations of the Federal Maritime Commission relating to evidence of financial responsibility for OTIs (46 CFR part 515), this guaranty shall be available to pay any judgment obtained or any settlement made pursuant to a claim under 46 CFR 515.23 for damages against the Applicant arising from the Applicant's transportation-related activities under the Shipping Act, or order for reparations issued pursuant to section 11 of the Shipping Act (46 U.S.C. Indicate all entities of any type whether in the United
(d) Federal military and civilian household goods.
(e) All forms and documents for establishing financial responsibility of ocean transportation intermediaries prescribed in this section shall be submitted to the Director, Bureau of Certification and Licensing, via email to bcl@fmc.gov. Notice of filing of each application shall be published on the Commission 's Web site www.fmc.gov and shall state the name and address of the applicant and the name of the QI. documentation that will verify that fact, e.g. these rules and regulations may result in denial, revocation or suspension of
The fee for such supplementary investigation is
(d) Common carrier. If additional space is
of more than one trade name, documentation is needed stating which name will be
The Commission shall publish on the Commission's Web site, www.fmc.gov, a notice of each termination or suspension. (2) Including the following notice on such items: This company is a shipper or seller of goods in international commerce or is affiliated with such an entity. Bonds of Qualifying Individual costs between $69 and $390 depending on the personal credit, license history and classification of the qualifier. 10. 40901-40904) and the rules and regulations, as amended, of the Federal Maritime Commission, which provide compensation for damages, reparations or penalties arising from the transportation-related activities of Insured, and made pursuant to the Shipping Act of 1984 (46 U.S.C. A licensed freight forwarder may place an employee or employees on the premises of its principal as part of the services rendered to such principal, provided: (1) The in-plant forwarder arrangement is reduced to writing and identifies all services provided by either party (whether or not constituting a freight forwarding service); states the amount of compensation to be received by either party for such services; sets forth all details concerning the procurement, maintenance or sharing of office facilities, personnel, furnishings, equipment and supplies; describes all powers of supervision or oversight of the licensee's employee(s) to be exercised by the principal; and details all procedures for the administration or management of in-plant arrangements between the parties; and. The Qualified Individuals (QI) program is a Medicare Savings Program (MSP) that pays for an enrollee's Medicare Part B premiums. No OTI shall prepare or file or assist in the preparation or filing of any claim, affidavit, letter of indemnity, or other paper or document concerning an ocean transportation intermediary transaction which it has reason to believe is false or fraudulent, nor shall any such OTI knowingly impart to a principal, shipper, common carrier or other person, false information relative to any ocean transportation intermediary transaction. - Copy those files (fmc.key and fmc.csr) off the FMC. Each applicant shall be investigated in accordance with 515.13. Please click here to be redirected. A license is not required in the following circumstances: (a) Shippers. 9. hb```^!b`f`sL``p`Hadw5Sl;`}5A55itFN)as_,;#n (5) Failure to honor the licensee's financial obligations to the Commission. 40101-41309) (Shipping Act). Incorporation is needed. proof of financial responsibility in the form and amount prescribed in 46
Any person which exclusively transports used household goods and personal effects for the account of the Department of Defense, or for the account of the federal civilian executive agencies shipping under the International Household Goods Program administered by the General Services Administration, or both, is not subject to the requirements of subpart B of this part, but may be subject to other requirements, such as alternative surety bonding, imposed by the Department of Defense, or the General Services Administration. (1) A disclosed agent, individual employee, or branch office of an ocean transportation intermediary is not required to be licensed in order to act on behalf of and in the name of such ocean transportation intermediary. Such notices may include or attach other information relevant to the claim. involved with foreign water borne commerce. (See 46 C.F.R. The required OTI experience of the QI of a foreign-based NVOCC seeking to become licensed under this part (foreign-based licensed NVOCC) may be experience acquired in the U.S. or a foreign country with respect to shipments in the United States oceanborne foreign commerce. 1, January 20, 2003. b. Officers: Luis A. Marquez, President, (Qualifying Individual). One of the members or managers, or an individual in an equivalent position in the LLC as expressly set forth in the LLC operating agreement. surrendered, must complete Question No. If applicant is currently licensed as an ocean freight
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of Certification and Licensing, 800 North Capitol Street N.W., Washington, D.C.
(a) Licenses. This document is available in the following developer friendly formats: Information and documentation can be found in our Whereas ____ (Name of Applicant [indicate whether NVOCC or Freight Forwarder]) (hereinafter Applicant) is or may become an Ocean Transportation Intermediary (OTI) subject to the Shipping Act of 1984 (46 U.S.C. 41107-41109). If more than one insurer joins in executing this document, that action constitutes joint and several liability on the part of the insurers. Licensing, Registration and/or Proof of Financial Responsibility, Competition and Integrity for Americas Ocean Supply Chain, Apply for or make changes to a License or Request a Foreign Registration, Ocean Shipping Reform Act of 2022 (OSRA) Implementation, Foreign NVOCC Registration Status Changes, Consumer Affairs & Dispute Resolution Services, Historical Federal Maritime Commission Reports, Vessel-Operating Common Carrier (VOCC) Audit Program. 11. Choose My Signature. All application forms (FMC-18) are now filed electronically. Submit Form FMC-18 and the required license application fee. The licensed or registered NVOCC and each licensed freight forwarder may maintain these records in either paper or electronic form, which shall be readily available in usable form to the Commission; the electronically maintained records shall be no less accessible than if they were maintained in paper form. switch to drafting.ecfr.gov. date of application, is also needed for any corporation that has been in
Such hearing shall be provided pursuant to the procedures contained in 515.17. Upon the request of any authorized representative of the Commission, an OTI shall make available promptly for inspection or reproduction all records and books of account in connection with its ocean transportation intermediary business, and shall respond promptly to any lawful inquiries by such representative. 515.2 (i) and 515.2 (l), 515.11 (a)). 515.2(i) and 515.2(l), 515.11(a)). You can learn more about the process Designation of the Commission's Secretary as the legal agent shall survive any cancellation of the OTI's license or tariff and shall continue for the entire period during which claims may be made under the OTI's financial responsibility instrument. The time needed to complete and file this form will vary depending on individual circumstances. Please check the
6, 2004; 80 FR 68735, Nov. 5, 2015; 85 FR 9683, Feb. 20, 2020]. 41301-41302, 41305-41307(a)), or any penalty assessed against the ocean transportation intermediary pursuant to section 13 of the Act (46 U.S.C. Incomplete applications will be returned without processing. The acceptance or solicitation of any other shipments is expressly prohibited until a new license has been issued. Choosing an item from Payment under this Rider shall not reduce the bond amount in the first paragraph of this Bond or affect its availability.
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Justin Thomas Trackman Numbers, Pagan Origin Of Infant Baptism, Articles F